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Databricks Databricks-Generative-AI-Engineer-Associate Exam Syllabus Topics:

Topic	Details
Topic 1	Application Development: In this topic, Generative AI Engineers learn about tools needed to extract data, Langchain similar tools, and assessing responses to identify common issues. Moreover, the topic includes questions about adjusting an LLM's response, LLM guardrails, and the best LLM based on the attributes of the application.
Topic 2	Data Preparation: Generative AI Engineers covers a chunking strategy for a given document structure and model constraints. The topic also focuses on filter extraneous content in source documents. Lastly, Generative AI Engineers also learn about extracting document content from provided source data and format.
Topic 3	Design Applications: The topic focuses on designing a prompt that elicits a specifically formatted response. It also focuses on selecting model tasks to accomplish a given business requirement. Lastly, the topic covers chain components for a desired model input and output.
Topic 4	Assembling and Deploying Applications: In this topic, Generative AI Engineers get knowledge about coding a chain using a pyfunc mode, coding a simple chain using langchain, and coding a simple chain according to requirements. Additionally, the topic focuses on basic elements needed to create a RAG application. Lastly, the topic addresses sub-topics about registering the model to Unity Catalog using MLflow.

Databricks Certified Generative AI Engineer Associate Sample Questions (Q36-Q41):

NEW QUESTION # 36
A Generative Al Engineer has built an LLM-based system that will automatically translate user text between two languages. They now want to benchmark multiple LLM's on this task and pick the best one. They have an evaluation set with known high quality translation examples. They want to evaluate each LLM using the evaluation set with a performant metric.
Which metric should they choose for this evaluation?

A. ROUGE metric
B. NDCG metric
C. BLEU metric
D. RECALL metric

Answer: C

Explanation:
The task is to benchmark LLMs for text translation using an evaluation set with known high-quality examples, requiring a performant metric. Let's evaluate the options.
* Option A: ROUGE metric
* ROUGE (Recall-Oriented Understudy for Gisting Evaluation) measures overlap between generated and reference texts, primarily for summarization. It's less suited for translation, where precision and word order matter more.
* Databricks Reference:"ROUGE is commonly used for summarization, not translation evaluation"("Generative AI Cookbook," 2023).
* Option B: BLEU metric
* BLEU (Bilingual Evaluation Understudy) evaluates translation quality by comparing n-gram overlap with reference translations, accounting for precision and brevity. It's widely used, performant, and appropriate for this task.
* Databricks Reference:"BLEU is a standard metric for evaluating machine translation, balancing accuracy and efficiency"("Building LLM Applications with Databricks").
* Option C: NDCG metric
* NDCG (Normalized Discounted Cumulative Gain) assesses ranking quality, not text generation.
It's irrelevant for translation evaluation.
* Databricks Reference:"NDCG is suited for ranking tasks, not generative output scoring" ("Databricks Generative AI Engineer Guide").
* Option D: RECALL metric
* Recall measures retrieved relevant items but doesn't evaluate translation quality (e.g., fluency, correctness). It's incomplete for this use case.
* Databricks Reference: No specific extract, but recall alone lacks the granularity of BLEU for text generation tasks.
Conclusion: Option B (BLEU) is the best metric for translation evaluation, offering a performant and standard approach, as endorsed by Databricks' guidance on generative tasks.

NEW QUESTION # 37
Which TWO chain components are required for building a basic LLM-enabled chat application that includes conversational capabilities, knowledge retrieval, and contextual memory?

A. External tools
B. Chat loaders
C. Conversation Buffer Memory
D. React Components
E. (Q)
F. Vector Stores

Answer: C,F

Explanation:
Building a basic LLM-enabled chat application with conversational capabilities, knowledge retrieval, and contextual memory requires specific components that work together to process queries, maintain context, and retrieve relevant information. Databricks' Generative AI Engineer documentation outlines key components for such systems, particularly in the context of frameworks like LangChain or Databricks' MosaicML integrations. Let's evaluate the required components:
* Understanding the Requirements:
* Conversational capabilities: The app must generate natural, coherent responses.
* Knowledge retrieval: It must access external or domain-specific knowledge.
* Contextual memory: It must remember prior interactions in the conversation.
* Databricks Reference:"A typical LLM chat application includes a memory component to track conversation history and a retrieval mechanism to incorporate external knowledge"("Databricks Generative AI Cookbook," 2023).
* Evaluating the Options:
* A. (Q): This appears incomplete or unclear (possibly a typo). Without further context, it's not a valid component.
* B. Vector Stores: These store embeddings of documents or knowledge bases, enabling semantic search and retrieval of relevant information for the LLM. This is critical for knowledge retrieval in a chat application.
* Databricks Reference:"Vector stores, such as those integrated with Databricks' Lakehouse, enable efficient retrieval of contextual data for LLMs"("Building LLM Applications with Databricks").
* C. Conversation Buffer Memory: This component stores the conversation history, allowing the LLM to maintain context across multiple turns. It's essential for contextual memory.
* Databricks Reference:"Conversation Buffer Memory tracks prior user inputs and LLM outputs, ensuring context-aware responses"("Generative AI Engineer Guide").
* D. External tools: These (e.g., APIs or calculators) enhance functionality but aren't required for a basicchat app with the specified capabilities.
* E. Chat loaders: These might refer to data loaders for chat logs, but they're not a core chain component for conversational functionality or memory.
* F. React Components: These relate to front-end UI development, not the LLM chain's backend functionality.
* Selecting the Two Required Components:
* Forknowledge retrieval, Vector Stores (B) are necessary to fetch relevant external data, a cornerstone of Databricks' RAG-based chat systems.
* Forcontextual memory, Conversation Buffer Memory (C) is required to maintain conversation history, ensuring coherent and context-aware responses.
* While an LLM itself is implied as the core generator, the question asks for chain components beyond the model, making B and C the minimal yet sufficient pair for a basic application.
Conclusion: The two required chain components areB. Vector StoresandC. Conversation Buffer Memory, as they directly address knowledge retrieval and contextual memory, respectively, aligning with Databricks' documented best practices for LLM-enabled chat applications.

NEW QUESTION # 38
What is an effective method to preprocess prompts using custom code before sending them to an LLM?

A. Write a MLflow PyFunc model that has a separate function to process the prompts
B. Directly modify the LLM's internal architecture to include preprocessing steps
C. It is better not to introduce custom code to preprocess prompts as the LLM has not been trained with examples of the preprocessed prompts
D. Rather than preprocessing prompts, it's more effective to postprocess the LLM outputs to align the outputs to desired outcomes

Answer: A

Explanation:
The most effective way to preprocess prompts using custom code is to write a custom model, such as an MLflow PyFunc model. Here's a breakdown of why this is the correct approach:
* MLflow PyFunc Models:MLflow is a widely used platform for managing the machine learning lifecycle, including experimentation, reproducibility, and deployment. APyFuncmodel is a generic Python function model that can implement custom logic, which includes preprocessing prompts.
* Preprocessing Prompts:Preprocessing could include various tasks like cleaning up the user input, formatting it according to specific rules, or augmenting it with additional context before passing it to the LLM. Writing this preprocessing as part of a PyFunc model allows the custom code to be managed, tested, and deployed easily.
* Modular and Reusable:By separating the preprocessing logic into a PyFunc model, the system becomes modular, making it easier to maintain and update without needing to modify the core LLM or retrain it.
* Why Other Options Are Less Suitable:
* A (Modify LLM's Internal Architecture): Directly modifying the LLM's architecture is highly impractical and can disrupt the model's performance. LLMs are typically treated as black-box models for tasks like prompt processing.
* B (Avoid Custom Code): While it's true that LLMs haven't been explicitly trained with preprocessed prompts, preprocessing can still improve clarity and alignment with desired input formats without confusing the model.
* C (Postprocessing Outputs): While postprocessing the output can be useful, it doesn't address the need for clean and well-formatted inputs, which directly affect the quality of the model's responses.
Thus, using an MLflow PyFunc model allows for flexible and controlled preprocessing of prompts in a scalable way, making it the most effective method.

NEW QUESTION # 39
A Generative Al Engineer is working with a retail company that wants to enhance its customer experience by automatically handling common customer inquiries. They are working on an LLM-powered Al solution that should improve response times while maintaining a personalized interaction. They want to define the appropriate input and LLM task to do this.
Which input/output pair will do this?

A. Input: Customer reviews; Output Group the reviews by users and aggregate per-user average rating, then respond
B. Input: Customer reviews: Output Classify review sentiment
C. Input: Customer service chat logs; Output: Find the answers to similar questions and respond with a summary
D. Input: Customer service chat logs; Output Group the chat logs by users, followed by summarizing each user's interactions, then respond

Answer: C

Explanation:
The task described in the question involves enhancing customer experience by automatically handling common customer inquiries using an LLM-powered AI solution. This requires the system to process input data (customer inquiries) and generate personalized, relevant responses efficiently. Let's evaluate the options step-by-step in the context of Databricks Generative AI Engineer principles, which emphasize leveraging LLMs for tasks like question answering, summarization, and retrieval-augmented generation (RAG).
* Option A: Input: Customer reviews; Output: Group the reviews by users and aggregate per-user average rating, then respond
* This option focuses on analyzing customer reviews to compute average ratings per user. While this might be useful for sentiment analysis or user profiling, it does not directly address the goal of handling common customer inquiries or improving response times for personalized interactions. Customer reviews are typically feedback data, not real-time inquiries requiring immediate responses.
* Databricks Reference: Databricks documentation on LLMs (e.g., "Building LLM Applications with Databricks") emphasizes that LLMs excel at tasks like question answering and conversational responses, not just aggregation or statistical analysis of reviews.
* Option B: Input: Customer service chat logs; Output: Group the chat logs by users, followed by summarizing each user's interactions, then respond
* This option uses chat logs as input, which aligns with customer service scenarios. However, the output-grouping by users and summarizing interactions-focuses on user-specific summaries rather than directly addressing inquiries. While summarization is an LLM capability, this approach lacks the specificity of finding answers to common questions, which is central to the problem.
* Databricks Reference: Per Databricks' "Generative AI Cookbook," LLMs can summarize text, but for customer service, the emphasis is on retrieval and response generation (e.g., RAG workflows) rather than user interaction summaries alone.
* Option C: Input: Customer service chat logs; Output: Find the answers to similar questions and respond with a summary
* This option uses chat logs (real customer inquiries) as input and tasks the LLM with identifying answers to similar questions, then providing a summarized response. This directly aligns with the goal of handling common inquiries efficiently while maintaining personalization (by referencing past interactions or similar cases). It leverages LLM capabilities like semantic search, retrieval, and response generation, which are core to Databricks' LLM workflows.
* Databricks Reference: From Databricks documentation ("Building LLM-Powered Applications," 2023), an exact extract states:"For customer support use cases, LLMs can be used to retrieve relevant answers from historical data like chat logs and generate concise, contextually appropriate responses."This matches Option C's approach of finding answers and summarizing them.
* Option D: Input: Customer reviews; Output: Classify review sentiment
* This option focuses on sentiment classification of reviews, which is a valid LLM task but unrelated to handling customer inquiries or improving response times in a conversational context.
It's more suited for feedback analysis than real-time customer service.
* Databricks Reference: Databricks' "Generative AI Engineer Guide" notes that sentiment analysis is a common LLM task, but it's not highlighted for real-time conversational applications like customer support.
Conclusion: Option C is the best fit because it uses relevant input (chat logs) and defines an LLM task (finding answers and summarizing) that meets the requirements of improving response times and maintaining personalized interaction. This aligns with Databricks' recommended practices for LLM-powered customer service solutions, such as retrieval-augmented generation (RAG) workflows.

NEW QUESTION # 40
A Generative Al Engineer is ready to deploy an LLM application written using Foundation Model APIs. They want to follow security best practices for production scenarios Which authentication method should they choose?

A. Use an access token belonging to any workspace user
B. Use an access token belonging to service principals
C. Use OAuth machine-to-machine authentication
D. Use a frequently rotated access token belonging to either a workspace user or a service principal

Answer: B

Explanation:
The task is to deploy an LLM application using Foundation Model APIs in a production environment while adhering to security best practices. Authentication is critical for securing access to Databricks resources, such as the Foundation Model API. Let's evaluate the options based on Databricks' security guidelines for production scenarios.
* Option A: Use an access token belonging to service principals
* Service principals are non-human identities designed for automated workflows and applications in Databricks. Using an access token tied to a service principal ensures that the authentication is scoped to the application, follows least-privilege principles (via role-based access control), and avoids reliance on individual user credentials. This is a security best practice for production deployments.
* Databricks Reference:"For production applications, use service principals with access tokens to authenticate securely, avoiding user-specific credentials"("Databricks Security Best Practices,"
2023). Additionally, the "Foundation Model API Documentation" states:"Service principal tokens are recommended for programmatic access to Foundation Model APIs."
* Option B: Use a frequently rotated access token belonging to either a workspace user or a service principal
* Frequent rotation enhances security by limiting token exposure, but tying the token to a workspace user introduces risks (e.g., user account changes, broader permissions). Including both user and service principal options dilutes the focus on application-specific security, making this less ideal than a service-principal-only approach. It also adds operational overhead without clear benefits over Option A.
* Databricks Reference:"While token rotation is a good practice, service principals are preferred over user accounts for application authentication"("Managing Tokens in Databricks," 2023).
* Option C: Use OAuth machine-to-machine authentication
* OAuth M2M (e.g., client credentials flow) is a secure method for application-to-service communication, often using service principals under the hood. However, Databricks' Foundation Model API primarily supports personal access tokens (PATs) or service principal tokens over full OAuth flows for simplicity in production setups. OAuth M2M adds complexity (e.g., managing refresh tokens) without a clear advantage in this context.
* Databricks Reference:"OAuth is supported in Databricks, but service principal tokens are simpler and sufficient for most API-based workloads"("Databricks Authentication Guide," 2023).
* Option D: Use an access token belonging to any workspace user
* Using a user's access token ties the application to an individual's identity, violating security best practices. It risks exposure if the user leaves, changes roles, or has overly broad permissions, and it's not scalable or auditable for production.
* Databricks Reference:"Avoid using personal user tokens for production applications due to security and governance concerns"("Databricks Security Best Practices," 2023).
Conclusion: Option A is the best choice, as it uses a service principal's access token, aligning with Databricks' security best practices for production LLM applications. It ensures secure, application-specific authentication with minimal complexity, as explicitly recommended for Foundation Model API deployments.

NEW QUESTION # 41
......

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